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- Conference Proceeding
International Winelands Conference
- Conference date: October 16, 2023 - October 18, 2023
- Location: Stellenbosch, South Africa
- ISBN: 9789048574117
- Volume number: 1
- Published: 15 July 2025
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Empowering democracy: a conceptual framework for meaningful public participation in south african local government
More LessTrends in South Africa since 1994 indicate that the country has transitioned into an era of coalition governments. Since 2016, coalition governments have been formed by most metropolitan councils. Be as it may, the studies have revealed the shortcomings of these coalition governments, especially when it comes to providing services to the poor. Owing to this, the South African government recently, has created a space for discussions as part of their increased focus to the topic of coalition governments. That being said, it has become apparent that public participation in local government needs to be strengthened. The article made use of a qualitative research design to look into ways to promote public participation. In order to determine its theoretical foundation, the Public Participation Ladder and the New Ladder of Public Participation were examined. The findings show that in order for public participation in democratic processes to be regarded as "participation" in any meaningful or functional sense, power must be distributed. Moreover, legislative and legal framework findings appear to indicate that public participation in all spheres of government in South Africa is limited to public information, consultation, and involvement. In light of these and other findings, the study recommends a conceptual framework that suggests that public participation should start at the partnership level in order to achieve meaningful participation.
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Process and practice of leadership and service: understanding the conditions necessary to support trust and good governance through episodes of leadership-as-practice
More LessA practice orientation to leadership in public organizations, (for elected and appointed officials), disrupts the servant leadership orientation. This paper explores what happens when scholars and practitioners shift the focus from individual leaders to exploring the role practice and process has in enabling conditions more aligned with advancing institutional trust and good governance. A focus on centering the “leader” in a public space is problematic for trust building and maintenance of public spaces. The Leadership-As-Practice (L-A-P) model centers the process and practice of shared accountability and collective engagement (Carroll, Levy, & Richmond, 2008). Nurturing accountability and maintaining a trusting relationship among the public and the leader in formal positions is predicated on “leaders” being knowledgeable and ‘correct’ for public work. Public officials are expected to create a container in which they can be held, and they can also hold others accountable - a premise of their service. Yet this is not a global reality nor is it fully realized in many democracies, today. When public servants are anointed the leaders, accountability becomes not merely a space clearing gesture by the one in authority, but the system itself, constituted in the gesture, and the very mechanism of clearing the space. L-A-P is the leadership paradigm to disrupt. This paper proposes that the field of leadership studies needs to shift understandings of public service leadership away from the “individual” - in terms of role and with title and authority - to exploring processes and practices that support good governance and advance institutional trust building. The “practice turn” refocuses attention on the processes and practices that support and enable conditions that build trust and good governance. A collective practice model of leadership that centers process and practice, in place of a servant leadership model that centers individual people in formal roles, is more closely aligned with what is required to advance trust and good governance in Complex Adaptive Systems (CAS). Practice-based approaches to leadership focus on the process and practice conditions that advance change (Kliewer, 2019). The practice-based approach to leadership redirects how the field should consider the role and the mechanism available to people to enable leadership in the advancement of trust and good governance. This requires collective reorientation of the relationship we have and aspire to have among the public and the officials who are elected and appointed to govern/serve. In Sub-Saharan Africa, practice-based approaches to leadership learning and leadership application are taking place in meaningful ways. This article highlights cases from Kenya, Somalia, and Namibia where process and practice approaches to leadership are enabling participatory work more closely aligned with advancing trust and good governance. The work highlights a collective practice approach in public spaces. While less predictable, these collective and practice-based models have advanced progress on complex national issues, starting with local, community-engaged initiatives. The examples we will highlight from the region are of approaches from throughout Sub-Saharan Africa that refine public leadership through a collective and practice lens.
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Servant leadership as an important driver for the implementation of sustainability reporting: How the municipality of haarlem is transforming its sustainability practices
More LessCurrently, we face a variety of transformations to achieve a more sustainable society. In this paper, we demonstrate that servant leadership is an important driver for these transformations. Servant leaders tend to place the followers’ needs before their own needs (Greenleaf, 1970). Several scholars have recognized the potential importance of servant leadership in public sector organizations (Shim et al., 2016). As Slack et al. (2020, p. 632) remark, servant leadership ‘is considered a natural model in the public sector’ because ‘leaders in public organizations are thought to have stronger intentions to serve in comparison to leaders who lead private organizations’. However, there is limited research on servant leadership in the public sector (Miao et al., 2014; Slack et al., 2020). Using servant leadership as a theoretical lens, we describe how the Dutch municipality of Haarlem developed its sustainability budget over time and discuss its experiences. By analyzing the development of the sustainability budget, we found that the mayor and aldermen showed servant leadership behavior by taking responsibility and giving direction, but at the same time empowering employees to take initiatives and benefitting from the expertise of others.
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Resilient followership: navigating critical solidarity and active citizenry to fight gender-based violence – the case of the west coast district municipality
More LessThe post-state capture and post-pandemic era have proven that South Africans are resilient people, have the ability to fight against corruption and overcome the effects of a deadly disease like the Covid-19 corona virus on their individual and communal lives. President Ramaphosa stated in his recent addresses that the resilience embedded in our South African nation is what we are known for. Looking through the lens of multi-systemic resilience by Michael Ungar (2021a) and the African concept of Ubuntu, the study aims to affirm the agency and resiliency embedded in the citizens of local communities; the importance of strengthening resilient followership and active citizenry for constructive solutions to service delivery challenges; to connect the philosophy of Ubuntu and the public service values of Batho Pele with public servant leadership; and investigate how resilient followership and active citizenry can contribute to end the dehumanising scourge of gender-based violence in the West Coast District Municipality. The study is conducted in the form of a comparative literature analysis and follows an interdisciplinary, intersectional and decolonial approach.
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Coping with destructive leadership behaviour: a qualitative study of non-physical abuse in south african companies
More LessAuthor: Beatrix Dr Beatrix BrinkThe research focused on destructive leadership from the vantage point of followers and the complicated dynamic between leader and follower. The main objective of this research was to explore followers’ direct experiences with destructive leadership in South African organisational contexts and the coping strategies they employed to engage with this behaviour. The study was also interested in follower perceptions of the characteristics of destructive leadership behaviour and explored whether participants’ psychological capital played a role in their coping process. The study adopted a qualitative approach, complemented by quantitative data. The findings indicate that the managers’ perceived destructive leadership styles had consequences for the participants, the managers themselves, and the work unit, affecting the execution of tasks, attainment of goals, and the well-being of other team members in the work unit. To cope with the negative relationship, participants deployed various coping strategies that were accomplished with varying degrees of effectiveness. Participants’ perceptions of the relational authenticity with the leader played a role in determining the managers’ behaviour as destructive, and in coping with the destructive leader behaviour. The findings indicate that participants’ psychological capital may have played a role in coping with the managers’ destructive leadership style.
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The role of reflexivity on the interpretation and application of the governance of ethics in a selected academic faculty located in the western cape, south africa: preliminary overview and progress
More LessGovernance and ethics within corporate and public sector institutions in South Africa is receiving increased attention and has become contemporary within the realm of academic discourse and research due to the prevailing unethical behaviour and non-compliance with governance principles within these institutions. Higher Education Institutions (HEIs) are not excluded from this phenomenon and serve as the locus for this paper. The existence of a perceived gap between the principles contained in the governance of ethics, in terms of the regulatory frameworks and their practical interpretation and application thereof, will be explored. The approach adopted is to identify the reasons for this dilemma which will be undertaken through the examination of the variability of the participants’ actions, who are socially similar, and the differences in the processes of reflexitivity as propagated in the writings by the social realist, Archer (1995:1996). The formulated research study question is: How did the participants act when confronted with this dilemma? The focus will be on the relationship between the cultural properties which make up the social domain which will either constrain or enable the participants to act. An academic faculty has been selected which will serve as the unit of analysis and serve as a single case study. A preliminary overview and progress of the project will be presented.
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The journey of financing entrepreneurs and innovation: exploring the role of government
More LessBanks are of crucial importance (as stated by Ashraf & Shen (2019); Bloomfield & Steward (2020)) because they play an important role in the economy and the financial system. Banks are responsible for providing loans to businesses and individuals, managing savings and facilitating payments, and have a gatekeeper role when it comes to deterring crime. This makes banks essential to the functioning of the economy. In addition, banks have been exposed to and caused several financial crises in recent years, such as the credit crunch in 2008. These crises have led to an increased focus on the role of banks and the need to better regulate the financial system. Moreover, there role of banks is further impacted by ongoing developments such as digitalisation, the rise of fintech companies, changes in economic structure (such as the energy transition) and changing laws and regulations. All this makes the role of banks a topical and relevant topic for research and discussion. By investigating these developments and their impact on the role of banks, we can contribute to a better understanding of the changing role of banks in today’s economy. In this paper, we explore the question of how the government can regulate and monitor the financial sector to ensure financial stability and protect consumers. We also look at what impact banking regulation has on banks’ original tasks and functions. This is also about the extent to which the government should play a role in stimulating entrepreneurial lending and financing and innovation. Examining the role of government in the financial sector is important to understand how government can contribute to a healthy and stable sustainable financial sector and circular economy.
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The perceived weather and climate change risks in dutch agriculture: a qualitative field study into what leads sme agricultural entrepreneurs adapt to those risks
More LessAuthors: Linda Linda Snippe & Pieter Pieter JansenPurpose: This study analyses how weather shocks influence agricultural entrepreneurs’ risk perception and how they manage these risks. It explores what risks agricultural entrepreneurs perceive as important, and how they face climate change and related weather shock risks compared to the multiple risks of the enterprise. Design/methodology: This paper uses qualitative data from several sources: eight semi-structured interviews with experts in agriculture, three focus groups with experts and entrepreneurs, and 32 semi-structured interviews with agricultural entrepreneurs. Findings: Most agricultural entrepreneurs have hardly any long-term risk management strategy to mitigate the effects of climate change. Agricultural entrepreneurs manage incidents and do not prepare for risks associated with climate change. Originality and value: This study contributes to the literature about risk management by small- and medium-sized agricultural enterprises: it studies factors that shape perceptions about weather shocks and about climate change and how these perceptions affect actions to manage related risks, and it identifies factors that motivate agricultural entrepreneurs to adapt to climate change and changing weather shock risks. Practical implications can lay the foundation for concrete actions and policies to improve the resilience and sustainability of the sector, by adjusting risk management strategies, collaboration, knowledge sharing, and climate adaptation policy support.
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Corruption and accountability in local government in south africa: the current status quo under section 139 intervention
More LessAuthor: Daniel Daniel N. MlamboSouth Africa woke from its political doldrums in the 1990s through the transition negotiations and ultimately in 1994 after the first-ever democratic elections. Significant reforms were made by the government (the African National Congress) from this period to alter the socio–economic policies of the past emanating from all spheres of government. Local government became a vital mechanism post-1994, driven by the fact that the majority black population was based in former homelands created by the National Party (NP) through various apartheid policies. Local government, or municipalities, became the watchword for most policy documents because this level of government would be closest to the people. However, while many development policies have been undertaken in South Africa’s 29-year democratic history at the local government level, over the past two decades, corruption in various forms has taken centre stage in most South African municipalities. With no accountability, some municipalities have thus been placed under administration through section 139. Driven by a qualitative research methodology, this article addresses the current status quo of South African municipalities, inquiring whether section 139 has been a viable intervention to alter municipal performance, and what accountability mechanisms have emerged from this.
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The administrative burden of implementing municipal financial management regulation: a case study of five compliant south african municipalities
More LessAuthor: Tania Prof Tania AjamTo deal with the financial dysfunction of municipalities – and indeed the outright fraud and corruption, responses from national government regulators over the last two decades have included increasing the intensity and scope of audits (e.g. in high risk areas such as supply chain management), proliferation of oversight structures (such as audit committees and Municipal Accounts Committees) with independent specialists represented on them, and promotion of Generally recognised Accounting Practice (GRAP) standards. Serially non-compliant municipalities which simply disregard the regulations with virtual impunity do not bear much of this administrative burden. But for the few municipalities aspiring to achieve or retain a financial unqualified or clean audit, these regulatory costs of compliance (both financial and non-pecuniary) can be substantial. There has however to date been little systematic research into this area in the South African context. This exploratory case study of five South African municipalities combines an analysis of the relevant legislative and regulatory frameworks and secondary financial information sources such as audit reports, with the analysis of qualitative data from interviews conducted with senior officials in the sampled municipalities. It focuses on the identifying the main financial governance costs drivers in municipalities, as well as the non-pecuniary opportunity costs of compliance (such as delayed service delivery or higher prices paid for items), and focusses two main compliance areas: the GRAP and MSCOA reforms. The choice of a municipal focus is appropriate given that national government’s views are well document in the regulations and supporting documents themselves, and generally in the public domain. Moreover, they are occupying a dominant vantage point vis-a-vis the local government sphere in terms of intergovernmental power dynamics. However, national government regulators like the National Treasury and the Department of Cooperative Governance and Traditional Affairs typically publish aggregated, high-level reports where the voices of individual municipalities are seldom featured. Given the unique dimensions of regulatory dimension in each municipality, and the immense variation in operational and financial contexts across the local government sphere, these voices have been under-researched.
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Defending the relevance of teaching political science and public administration in botswana
More LessAuthors: David David Mandiyanike & Norbert Norbert MusekiwaWithin the context of persistent high unemployment rates, the debate regarding the continued relevance of teaching Political Science and Public Administration in Botswana has gained traction. Demands for reform or even the riddance of these disciplines in favor of STEM (Science, Technology, Engineering, and Mathematics) subjects have emerged. This article attempts a defense for the continuance of teaching Political Science and Public Administration in Botswana’s higher education institutions. Upon the attainment of Botswana’s independence in 1966, a pressing need for qualified and experienced manpower to boost the nation’s development became evident. Manpower development policies were expeditiously implemented, resulting in a dramatic increase of qualified individuals. However, the rate of job creation lagged behind the growth in the skilled workforce, leading to rising unemployment among university graduates, an issue common among other African countries. Multiple myths have contributed to the questionable perception that Political Science and Public Administration are outdated and irrelevant to the current job market. These myths include the belief that programmes taught at universities should strictly align with current job market demands, the misconception that Political Science fosters intransigence, and the notion that STEM fields are the sole solution to employment challenges. Despite calls for reform, the core principles of Political Science and Public Administration have remained intact and a popular subject among students. These programmes equip students with a profound understanding of governance, public policy, and political analysis. The enduring relevance of teaching Political Science and Public Administration in Botswana remains essential. These disciplines provide valuable skills, foster civic engagement, and prepare students for various career paths particularly in the public, private and civil society sectors. Instead of dismissing them, a nuanced approach involving continuous adaptation and improvement is needed to adapt to the ever-evolving job market and governance needs effectively.
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Accountability apertures at the local government level in zimbabwe
More LessAuthors: Msuthukazi Dr M. Makiva* & Keith K. T. TashuThe enactment of the new Constitution of Zimbabwe in 2013 opened avenues for local government accountability. However, a decade has passed since the enactment of the Constitution of Zimbabwe but little headway toward achieving accountability at the local government level has been achieved. The main objective of the study is to identify gaps in vertical, horizontal, and downward accountability in local government in Zimbabwe. The study applied the Public Choice theory and the Principal-Agency theory to better understand the state of accountability at the local government level in Zimbabwe. The study made use of extant secondary qualitative literature research methods to gather information. Research findings indicate that vertical accountability is mostly affected by a lack of compliance by local governments to follow legislative provisions that compel them to account to the parent Ministry, bureaucratic pathologies, and a lack of financial resources by the parent Ministry to effectively monitor local governments. Horizontal accountability is mostly affected by councils’ staff failing to report to councilors and councilors failing to comprehend technical policy and budget issues due to limited academic capabilities. Downward accountability is mostly affected by legislative gaps that fail to promote grassroots participation, political polarisation, and exclusion of residents in decision-making by local authorities.
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Mastering the prevention game: exploring the role of public servant leadership in successful revenue models for preventive health care
More LessAuthors: Tim Tim Mazajchik & Hans Prof dr. Hans BossertThe purpose of this study is to describe the potential successful revenue models for preventive health care and thus identify barriers that hinder collaboration among stakeholders. As such, this paper aims to contribute to designing revenue models for preventive health care by taking a financial perspective. Moreover, by using game theory as an analytical framework for cooperation, this paper aims to contribute to the literature on applications of game theory in a practical context. In this study, desk research was applied to better understand the context of prevention in health care and to distinguish which elements from game theory could be relevant to explain the phenomenon. By recognising the significance of public servant leadership, barriers hindering the development and implementation of revenue models for preventive health care can be effectively addressed. The general findings of the research indicate that there are indeed identifiable and designable revenue models for preventive health care, particularly when considering prevention from an economic perspective as an investment decision. The role to be played by public servant leaders appears to be not only to enable prevention, but also to act as essential arbiters of the ‘prevention game’.
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Better school leaders, better results: the interaction between leadership effectiveness and employee engagement in relation to student results
More LessContinuous development is essential for school leaders to consistently generate a positive impact within school. Furthermore, employee engagement, in the educational sector, improves student results. Despite these recognized factors for improvement, limited empirical evidence exists regarding the interplay of these three variables. Therefore, this research paper examines how school leaders can distinguish themselves in their roles and identify the essential competencies required to become extraordinary leaders. Additionally, this study investigates the correlation between leadership effectiveness and employee engagement, focusing on its mediating role in impacting student results. The study draws on extensive research conducted by Zenger and Folkman (2009, 2018) and builds upon the data studies performed by Academica University of Applied Sciences on the State of the Dutch school leader (2014, 2015, 2019), utilizing the latest and more comprehensive data from 2022. To assess the interaction effect of the variables over time, empirical data has been collected through a 360-degree feedback assessment from a sample of 2060 Dutch school leaders, with almost 40.000 respondents. This study assesses the profile of Dutch school leaders through comparative analyses, highlighting functional differences and the performance of male and female leaders. It also investigates generational variations in feedback scores on competencies among Dutch school leaders. Additionally, a case study involving 120 primary education school leaders, with 2639 respondents, has been done to conduct a more extensive examination, to study the mediation effect of employee engagement, incorporating student results. The study provides evidence supporting that effective leaders positively influence employee engagement, and schools led by more effective leaders exhibit significantly improved final student results. Recommendations for further research include exploring the indirect effect of leadership effectiveness through employee engagement, utilizing larger sample sizes, and exploring alternative cultures to examine the relationships among the core variables within diverse contexts.
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Balancing compliance and performance: balancing regulations and misconduct disciplinary procedures in south african municipalities
More LessAuthor: Melissa Melissa BothaThe post-apartheid regime in South Africa confronted diverse challenges in a bid to ensure improved service delivery in local government administration. Government created policies and regulations geared toward good governance, accountability, and transparency in public governance for the purpose of ensuring redistribution of wealth and opportunity, exhibiting professionalism in delivery of service, and increasing value for money, to satisfy the needs of South African citizens. It is however disheartening that despite government efforts at ensuring good governance, the major impediment remains the issues of misconduct, maladministration, and malpractices in the public service (Kubheka, 2018). According to the Constitution, local government was always intended to govern bottom up but what happens when there are tensions and incompatibility with national government regulations concerning specific issues, such as misconduct? There is no doubt that regulation is needed but the legislative framework for official misconduct created institutional challenges in managing misconduct in local government administration (Kubheka, 2018). A key issue is whether having two sources of regulation covering essentially the same area – the Department of Cooperative Governance and Traditional (COGTA) misconduct regulation versus the National Treasury's financial misconduct regulation – might create confusion and thus lead to defective misconduct processes within local government. A previous study has demonstrated that there is considerable overlap between the two sets of regulations, i.e., the Financial Misconduct Regulations under the MFMA and the Disciplinary Regulations for Senior Managers under the Municipal Systems Act (de Visser et al., 2020). The regulatory framework for dealing with the misconduct of municipal officials distinguishes between financial misconduct and other forms of misconduct. The former is governed by the Municipal Finance Management Act 56 of 2003 (MFMA) whereas the latter is governed by the Municipal Systems Act 32 of 2000 (Systems Act), each of which describes processes which differ from the other in certain respects. This increases the complexity of implementing these regulations and creates the possibility of confusion unless effectively managed. The methodological approach for this research study encompassed two major elements. Phase 1 comprised desktop research, reviewing 20 years of regulation in local government and the imperative to balance probity with the need to free managers from overly onerous red tape and administrative burdens which inhibit responsive service delivery. Drawing on existing studies and official documentation such as the Auditor-General’s reports, the study identified specific problem areas, including legislation, and possible approaches to maintaining a robust control environment while streamlining red tape and promoting responsive service delivery. In addition to this desktop research, the qualitative research adopted a broadly interpretivist/constructivist paradigm. The empirical research was based on semi-structured interviews with small groups of 2 to 4 officials via video-conferencing platforms, as well as interviews with individual respondents, a few focus groups were also conducted in person within the 5 sample municipalities namely Cape Winelands District Municipality, Midvaal Municipality, Mossel Bay Municipality, Ray Nkonyeni Municipality & Saldanha Bay Municipality.
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Reforms required for the successful implementation of a national development plan (ndp)
More LessAuthors: Nella Dr Nelia Orlandi & Babette Prof Babette RabieChallenges with the successful implementation of policies, strategies and plans have been identified as reasons for South Africa not reducing unemployment, poverty and inequality. The aim of this paper is to identify the obstacles that prevent successful policy implementation in South Africa. This research firstly proposes a model to determine the barriers for policy implementation within the policy process. The model for determining implementation barriers is then applied to the first two 5-year implementation plans of the National Development Plan (NDP), vision 2030. The application of the model to the first 5-year implementation plan, the 2014-2019 Medium Term Strategic Framework (MTSF), identified slow progress, and challenges with the design and mechanism for implementation as blockages for the implementation of the NDP. The focus of the current 2019-2024 MTSF has changed to facilitate greater institutionalisation accountability and reporting. The application of the model to the 2019-2024 MTSF confirmed improved institutionalisation/incorporation but does not build on the previous cycle. Monitoring of the progress made with the implementation of the 2019-2024 MTSF is almost impossible. This phenomenon could be ascribed to the non-availability of reports, specifically on the 2019-2024 MTSF and the quality of reporting on Annual Performance Plans.
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